Compliance Monitoring Officer

Location
City of London
Salary
£50k - £60k per annum
Posted
26 Sep 2016
Closes
24 Oct 2016
Ref
JO0000003152
Contact
James Lee
Job Type
Compliance
Contract Type
Permanent
Hours
Full Time
Travel
0-25% Travel

The Compliance Monitoring Officer will undertake monitoring and thematic reviews across the organisation in the UK.

The successful candidate will:

  • Experience of operating in a compliance, monitoring or audit department of a financial services firm in the UK regulatory environment
  • Proven track record of building strong and constructive relationships with colleagues/business areas at all levels (including senior management)
  • Commercial awareness and focus on the application of regulation within the insurance broking industry
  • Broad knowledge of relevant legislation and regulations
  • Good knowledge and understanding of FCA handbook - principles, rules and guidelines
  • Broad knowledge of insurance principles, products and services as well as risk management practices


This is an excellent opportunity for an experienced Compliance Monitoring professional to join a market leading and well-respected organisation in a highly autonomous position with the ability to have an immediate and lasting impact on the group.

To apply for this position please send your CV for consideration.