Senior Compliance Officer - Investment Management, Frankfurt

1 day left

Frankfurt am Main, Hessen (DE)
Competitive Salary!
26 Sep 2016
26 Oct 2016
Contract Type
Full Time
0-25% Travel, None

My client are a well-known global investment management company who serve institutional and retail clients across multiple asset classes across the world. They are currently looking for an experienced Senior Compliance Officer to be based in Frankfurt office.

You will be part of the European team that provides support to all investment professionals within the group. Specifically you will be responsible for implementing compliance programs related to trading, portfolio management and research.

Main responsibilities:

  • Providing local advisory support to portfolio manager, traders and researchers
  • Contribute to implementing trading and market abuse monitoring tools
  • Coordinate internal and external reporting on best execution, trading and market abuse
  • Include managing certain investment compliance projects and being the compliance representative for company projects

Ideal Candidate:

  • 5+ years experience in compliance working in European financial market regulations
  • Strong understanding and experience in trading, market abuse and/or research dealing matters
  • Able to be an expert across all asset classes on trading, market abuse (insder dealing, market manipulation and market sounding) and research dealing
  • Fluent in German and English

If this is something of interest, please apply below and one of our consultants will be in touch!

Apply for Senior Compliance Officer - Investment Management, Frankfurt

Already uploaded your CV? Sign in to apply instantly

All answers are required


Upload from your computer

Or import from cloud storage

Your CV must be a .doc, .pdf, .docx, .rtf, and no bigger than 1MB

4000 characters left

By applying for a job listed on you agree to our terms and conditions and privacy policy. You should never be required to provide bank account details to apply for a job on our site. If you are asked for these by a recruiter, please email us.