Private Side Compliance - Investment Banking (Director level)

Hong Kong (HK)
Competitive Salary
29 Sep 2016
29 Oct 2016
Contract Type
Full Time
0-25% Travel, None

My client is a multinational banking group who operate in 5 key areas. You will be joining their corporate and investment division to come in as a Private Side Compliance advisor at a Director level in Hong Kong.

The role itself will require you to cover compliance work that has arisen from business operations with a primary focus on private side activities such as capital markets, leverage finance, securities and equity derivatives etc.

Key responsibilities:

  • Ensure adherence to processes, policies and procedures in compliance and regulatory requirements to private side activities
  • Participate in validating process for new products, processes and activities
  • Support and advise the business and other teams on regulatory and transactional issues
  • Assist with the relationship with local regulators and handle requests
  • Advise on advisory, M&A and applicable regulatory rules and standards

Ideal Candidate:

  • 5+ years experience in an investment bank, preferably in a compliance department
  • Strong knowledge of the local and regional regulations (Hong Kong and APAC)
  • In-depth knowledge of financial products, M&A and advisory services in an Asian jurisdictions
  • Knowledge of Dodd-Frank, MiFID, EMIR and Volcker rules are considered very highly
  • Strong experience of the region would be an advantage

If this is something of interest, please apply below and one of our consultant will be in touch!