Private Side Compliance - Investment Banking (Director level)

3 days left

Hong Kong (HK)
Competitive Salary
29 Sep 2016
29 Oct 2016
Contract Type
Full Time
0-25% Travel, None

My client is a multinational banking group who operate in 5 key areas. You will be joining their corporate and investment division to come in as a Private Side Compliance advisor at a Director level in Hong Kong.

The role itself will require you to cover compliance work that has arisen from business operations with a primary focus on private side activities such as capital markets, leverage finance, securities and equity derivatives etc.

Key responsibilities:

  • Ensure adherence to processes, policies and procedures in compliance and regulatory requirements to private side activities
  • Participate in validating process for new products, processes and activities
  • Support and advise the business and other teams on regulatory and transactional issues
  • Assist with the relationship with local regulators and handle requests
  • Advise on advisory, M&A and applicable regulatory rules and standards

Ideal Candidate:

  • 5+ years experience in an investment bank, preferably in a compliance department
  • Strong knowledge of the local and regional regulations (Hong Kong and APAC)
  • In-depth knowledge of financial products, M&A and advisory services in an Asian jurisdictions
  • Knowledge of Dodd-Frank, MiFID, EMIR and Volcker rules are considered very highly
  • Strong experience of the region would be an advantage

If this is something of interest, please apply below and one of our consultant will be in touch!

Apply for Private Side Compliance - Investment Banking (Director level)

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