Senior Compliance Officer - Investment Bank

Paris, Ile-de-France (FR)
Competitive Salary!
12 Oct 2016
12 Nov 2016
Contract Type
Full Time

My client is a multinational banking group who operate in 5 key areas but this role will be within their corporate and investment division to come in as a Senior Compliance Officer for Private Side matters.

The role itself will require you to cover compliance work that has arisen from business operations with a primary focus on private side activities such as capital markets (DCM/ECM), leverage finance, securities and equity derivatives, M&A and private equity.

Key responsibilities:

  • Ensure adherence to processes, policies and procedures in compliance and regulatory requirements to private side activities
  • Participate in validating process for new products, processes and activities
  • Support and advise the business and other teams on regulatory and transactional issues
  • Assist with the relationship with local regulators and handle requests
  • Advise on advisory, M&A and applicable regulatory rules and standards

Ideal Candidate:

  • 5+ years experience in private side investment banking compliance
  • Strong exposure in investment banking advisory or control room compliance
  • Fluent in French & English is essential

If this is something of interest, please apply below and one of our consultant will be in touch!

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