Head of Compliance for Switzerland/Germany

Competitive Salary
12 Oct 2016
12 Nov 2016
Contract Type
Full Time
0-25% Travel, None

My client are one of the world’s largest financial services with over $1 trillion in assets firms who provide their investors and financial intermediaries help to reach their goals. Currently they are looking for a Head of Compliance for their investment management arm of the business

Main Responsibilities:

  • Responsible manager for Germany and Switzerland including AML
  • Advisory on all compliance and regulatory issues to business, sales, distribution and governance
  • Responsible for WpHG and KWG compliance
  • Regulatory monitoring for local and EU laws and regulations
  • Review and assess compliance breaches and coordinate implementation of remedial actions
  • Support the EMEA Head of Compliance

Ideal Candidate:

  • 5+ years experience with investment/asset management related responsibilities within compliance in financial services
  • Strong knowledge of EU and local regulatory frameworks
  • Educated to degree level, preferably legal qualification
  • Fluent in German and English

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