Prudential Compliance Specialist

Location
Leatherhead
Salary
£55000 - £65000 per annum + excellent benefits incl bonus potential
Posted
17 Oct 2016
Closes
14 Nov 2016
Ref
CT/10417
Contact
Claire Tiley
Job Type
Advisory
Employer Sector
Financial Services
Contract Type
Permanent
Hours
Full Time
Travel
None


My client are a financial services based in Surrey. Due to an overall strengthening of their governance division, we are assisting them with the recruitment of a Prudential Compliance Oversight specialist.

This person will be responsible for providing support to the Head of Prudential Compliance and the will make a significant contribution to the effectiveness of the Compliance function through ensuring that compliance aspects of all prudential and Solvency II requirements are understood and implemented, by the monitoring of prudential controls across the business.

Additionally, working within the risk appetite as defined by the relevent boards this person will work proactively with the business to promote best practice with the aim of reducing regulatory risk.

Main responsibilities:
  • Supporting the embedment of the Group's internal model and ongoing capital management, including the monitoring of compliance with the PRA's Handbook, Solvency II Directive and supporting Standards and Guidance.
  • Providing consultancy support and technical expertise on prudential regulation issues and corporate developments to assist the business in achieving its objectives and to ensure compliance with current and known future legislation and best practice.
  • Assisting the Prudential Oversight Manager to develop and facilitate relationships with each Business area, in order to embed the overall understanding of compliance and governance policies.


The successful applicant will be bright, articulate and highly motivated. Strong communication skills are essential as you will work with the business in order to ensure that full governance is provided across this business.

Previous experience of working with Solvency II will be essential to be considered for this role.

Please click to apply.