Who we are looking for

We are looking for a Compliance Risk Testing Analyst - Assistant Vice President, to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance Risk Testing plan development, and lead the execution of strategically important testing. This position is perfect for an individual who has experience with risk assessment, internal controls, compliance or audit functions.

The role will be performed in Boston, MA (4 days onsite, 1 day remote).

What you will be responsible for

As a Compliance Risk Testing Analyst - AVP you will:

1. Lead process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus.
2. Perform an analysis of evidentiary data and draw conclusions as to the adequacy and effectiveness of business controls or whether a regulatory obligation has been breached.
3. Ensure that workpapers are thorough, well-organized, and support the work executed, including evidence of exceptions identified.
4. Draft reports that are appropriate for executive level consumption to clearly communicate results, risks, and key issues.
5. Maintain current knowledge of regulators' focus areas, recent enforcement actions, and industry practices generally.

What we value

These skills will help you succeed in this role:

1. Excellent written, verbal, and interpersonal skills.
2. Ability to effectively prioritize multiple tasks and work collaboratively as part of an international team across multiple locations with global stakeholders.
3. Ability to evaluate detailed business data and test results with healthy skepticism and an understanding of when and how to challenge.
4. Inclusive mindset that recognizes the value of building relationships across a diverse global team and demonstrate an ability to work across cultures with adaptability and flexibility.
5. Enthusiasm for learning and an aptitude to learn quickly, and the motivation to use thought leadership to continue to grow the Compliance Risk Testing Team.

Education & Preferred Qualifications

1. Bachelor's degree (or equivalent).
2. Relevant work experience in a corporate testing or audit function within the financial services sector and/or related experience managing complex audit or testing operations, or related projects.
3. Experience with Asset Management and/or U.S. Core Banking Regulations is a plus.
4. CPA, CIA, CISA or other applicable certification preferred.

What we offer

Wide range of benefits, including:

1. Medical
2. Prescription Drug
3. Health Savings Account (HSA)
4. Flexible Spending Accounts (FSAs)
5. Dental
6. Vision
7. Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance
8. Employee-Paid Long-Term Disability
9. Critical Illness Insurance
10. Accident Insurance & Hospital Indemnity Insurance
11. Business Travel Accident Insurance
12. Short-Term Disability
13. Identity Theft Protection
14. Legal Benefits
15. BeWell Programme
16. Paid Time Off
17. Employee Assistance Program (EAP)
18. Salary Savings Program (SSP)

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Salary Range: $80,000 - $132,500 Annual

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.