Skip to main content

This job has expired

Senior Compliance Officer

Recruiter
Barclay Simpson
Location
Amsterdam
Salary
150,000 - 180,000
Closing date
5 Feb 2025
Reference
366010737
View more categoriesView less categories

Job Details

I am working with a leading global trading platform for institutional investors to recruit a Senior Compliance Officer into their Amsterdam team. This role will be responsible for leading on European Compliance for the Multilateral Trading Facility (MTF) and Data Reporting Services Provider (DRSP) operated from Amsterdam. The role requires a deep level of understanding of European regulations applicable to trading venues and experience across multuple asset classes. As part of an EMEA & APAC Compliance team you will be responsible for leading the Central Compliance & Monitoring function, and coordinating & interacting with EU regulators.

Key responsibilities;
  • Being the Compliance lead for the EU business, providing support and updates to the local CEO and global CCO.
  • Being the point of contact for EU Regulators
  • Supporting the business in new strategies and initiatives, advising on related regulatory risks.
  • Delivering the Compliance Risk Assessment, tailored to the nature of the firm, incorporating key regulatory requirements across EMEA & APAC.
  • Overseeing the development and delivery of the firms annual monitoring programme.
  • Assisting with Regulatory reporting and overseeing local policies & procedures
  • Horizon scanning for changes to EMEA regulations that could impact the business.


Requirements;
  • Extensive compliance experience within trading venues/market infrastructure firms or DRSPs.
  • Strong experience in MIFID/MIFIR
  • Experience engaging with European Regulators
  • Experience across multiple asset classes, including strong background in Fixed Income


Personal Attributes;
  • Strong verbal and written skills
  • Ability to effectively manage and influence senior stakeholders
  • Collaborative nature & strong team player

Company

Barclay Simpson is the leading international company in internal audit and corporate governance recruitment. We have offices in London and New York and recruit regionally for the UK, Europe, the Middle East and North America.

We handle both permanent and interim appointments in the following fields:

  • Internal & IT Audit
  • Risk Management
  • Compliance
  • Cyber Security
  • Corporate Security and Resilience
  • Financial Crime
  • Legal
  • Treasury

With our team of highly experienced internal audit recruitment consultants we are able to offer an unrivalled level of expertise to help internal auditors to build their careers.  Each team member is dedicated to specific internal audit disciplines, industry sectors and geographies so enabling them to offer an expert insight into the market, potential opportunities and career guidance.

Our clients cover all sectors of the economy, including banking and financial services, asset management, insurance, commerce and industry, professional services and not for profit. They value our service because we understand their business and through the high level of continuity of our consultants they have built long term relationships with us.

We are equally committed to building long-term relationships with our candidates, many of whom become clients, by providing sound career advice, based on our detailed knowledge of the unique nature of internal audit and corporate governance and what it takes to succeed within it.

Company info
Mini-site
Barclay Simpson
Telephone
+44 (0) 20 7936 2601
Location
Third Floor
20 Farringdon Street
London
EC4A 4AB
GB

Get job alerts

Create a job alert and receive personalised job recommendations straight to your inbox.

Create alert