Senior Compliance Professional - Investment Manager

Recruiter
Location
Germany (DE)
Salary
Competitive
Posted
03 Sep 2017
Closes
03 Oct 2017
Contract Type
Permanent
Hours
Full Time
Travel
None

My client is a leading investment management firm who cover a global remit focusing on Europe and the US.

  • Acting as a Senior Compliance Professional
  • Reporting to the Head of Compliance

Main Responsibilities

  • Monitor regulatory requirements and support the business in the Implementation, e.g. MiFID II
  • Perform compliance tests and maintain the compliance Framework
  • Assist local senior management on compliance issues

Ideal Candidate:

  • Between 2-4 years of compliance experience, ideally within an asset/investment manager
  • Solid experience working on EU and German regulations; especially MiFID
  • Strong educational background
  • Fluent in German and English is essential