Senior Compliance Officer- Financial Services

Recruiter
Location
Berlin (DE) Frankfurt (DE)
Salary
Competitive
Posted
13 Sep 2017
Closes
13 Oct 2017
Contract Type
Permanent
Hours
Full Time
Travel
0-25% Travel

My client is a well-known financial services company, covering analysis of financial institutions, corporate bonds, structured and public finance, and alternative investments. They are currently looking for a Group Compliance Officer for either their Berlin or Frankfurt office.

Reporting directly to the Head of Compliance, your responsibilities would be wide ranging, including:

  • Responsibility for regulatory activity covering both regulated and unregulated business
  • Analysing and monitoring compliance and regulatory risks/conflicts of interest
  • Overseeing client onboarding processes, and then maintaining monitoring and surveillance standards of these clients
  • Conducting compliance training programs for employees
  • Managing relations with BaFin and other local regulatory bodies

Ideal Candidate:

  • 4+ years compliance experience in Financial Services
  • Significant experience in regulatory compliance (BaFin, MiFID, MAR, local German laws)
  • Preferable managerial experience
  • Preferable capital markets compliance experience
  • Fluent in English and German

My client is offering a fantastic opportunity to join a well-established, prestigious and highly credible organisation with competitive remuneration alongside a wonderful job opportunity.

If this is something of interest, please apply below and one of our consultants will be in touch!