Compliance Associate – Alternative Investments

£55K-£70K + Bonus & Benefits
23 Apr 2018
23 May 2018
Contract Type
Full Time

An Alternative Investment Management firm is looking for a Compliance Associate to join their team. An excellent opportunity for a candidate with 3+ years compliance experience looking for that next challenge within a large & continually growing business. Candidates should have a minimum of a 2.1 degree, ideally within law however they will consider other subjects if compliance experience is relevant.

Main Responsibilities:

  • Staying abreast of new regulatory developments in relevant jurisdictions.
  • Reviewing marketing materials.
  • Perform monitoring tests in accordance with the compliance monitoring program.
  • Assist with the ongoing implementation and development of the firm’s MiFID II compliance program
  • Drafting policies and procedures.
  • Assisting in implementation of various procedures, including AML, privacy, cybersecurity, trading, allocations and MIFID II.
  • Providing regulatory testing, monitoring and examination support.
  • Assisting with other general compliance matters and projects as needed.

Job Requirements:

  • A minimum of 3 years compliance experience, ideally from within a similar Alternatives business.
  • Degree educated, ideally in Law.
  • Confident & articulate with the ability to fit into a small team.

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