Compliance Contractor – Alternative Investments

£400-£450 per day
23 Apr 2018
23 May 2018
Contract Type
Contract, Temporary
Full Time

An Alternative Investment Management firm is looking for a Compliance Contractor to join their team on a 3-6 month contract. Candidates must have a generalist compliance background with several years Investment Management Compliance experience, ideally with some Alternatives knowledge.

Main Responsibilities:

  • Staying abreast of new regulatory developments in relevant jurisdictions.
  • Reviewing marketing materials.
  • Perform monitoring tests in accordance with the compliance monitoring program.
  • Assist with the ongoing implementation and development of the firm’s MiFID II compliance program
  • Drafting policies and procedures.
  • Assisting in implementation of various procedures, including AML, privacy, cybersecurity, trading, allocations and MIFID II.
  • Providing regulatory testing, monitoring and examination support.
  • Assisting with other general compliance matters and projects as needed.

Job Requirements:

  • At least 5 years Investment Management Compliance experience, ideally from within a similar Alternatives business.
  • Degree educated, ideally in Law.
  • Confident & articulate with the ability to fit into a small team.

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