Compliance Contractor – Alternative Investments

Expiring today

Location
London
Salary
£400-£450 per day
Posted
23 Apr 2018
Closes
23 May 2018
Ref
C142
Contract Type
Contract, Temporary
Hours
Full Time
Travel
None

An Alternative Investment Management firm is looking for a Compliance Contractor to join their team on a 3-6 month contract. Candidates must have a generalist compliance background with several years Investment Management Compliance experience, ideally with some Alternatives knowledge.

Main Responsibilities:

  • Staying abreast of new regulatory developments in relevant jurisdictions.
  • Reviewing marketing materials.
  • Perform monitoring tests in accordance with the compliance monitoring program.
  • Assist with the ongoing implementation and development of the firm’s MiFID II compliance program
  • Drafting policies and procedures.
  • Assisting in implementation of various procedures, including AML, privacy, cybersecurity, trading, allocations and MIFID II.
  • Providing regulatory testing, monitoring and examination support.
  • Assisting with other general compliance matters and projects as needed.

Job Requirements:

  • At least 5 years Investment Management Compliance experience, ideally from within a similar Alternatives business.
  • Degree educated, ideally in Law.
  • Confident & articulate with the ability to fit into a small team.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.

Apply for Compliance Contractor – Alternative Investments

Already uploaded your CV? Sign in to apply instantly

Apply

Upload from your computer

Or import from cloud storage

Your CV must be a .doc, .pdf, .docx, .rtf, and no bigger than 1MB


4000 characters left

All questions are required

Are you legally authorised to work in the UK full time without restriction?


Marketing Communication

We'd love to send you information about Jobs and Services from CareersinAudit.com by email.

All emails will contain a link in the footer to enable you to unsubscribe at any time.


When you apply for a job we will send your application to the named recruiter, who may contact you. By applying for a job listed on CareersinAudit.com you agree to our terms and conditions and privacy policy. You should never be required to provide bank account details. If you are, please email us.

Similar jobs

Similar jobs