DipPFS - Business / Quality Assurance Advisers
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DipPFS - Business & Quality Assurance - Financial Services - c£35k - Cirencester
DipPFS Qualified professionals looking for Business & Quality Assurance / Compliance Monitoring jobs.
Your new company
This is a fantastic opportunity for a DipPFS 'Financial Planning' qualified professional to join a leading Financial Services & Wealth Management provider based in the Cirencester area in a Compliance Monitoring / Business Assurance Advisory role.
Your new role
Will be to provide robust Quality / Business Assurance activities across all areas of the groups wealth management portfolio, including pensions and investments. Provide file checking reviews and analysis, ensuring output is in line with both business values and principles as well as regulatory requirements. You will provide technical support and training to the business in relation to correct documentation preparation and processes. You will monitor, escalate and re-mediate any regular breaches and trends, providing route cause analysis as required. Attend and support meetings to ensure consistent approach to Treating Customers Fairly and embedding the highest Business Quality standards.
What you'll need to succeed
You will be a Financial Services Professional with a relevant diploma in Financial Planning (DipPFS) and previous experience in a Compliance Monitoring, Business / Quality Assurance or Compliance Coordinator role from within a busy Financial Services organisation. Experience of documents checking and compliance monitoring ideally with Pensions and Investments exposure is desired. A diploma in Financial Planning or similar Financial Services qualification is essential. Keen organisational and stakeholder engagement skills are essential.
What you'll get in return
A competitive salary of £35,000 plus a range of attractive company benefits and performance bonuses.
Performance related Bonus, Non-contributory Pension of 10% of base salary rising on length of service, 25 days holiday rising to 30 days over time, Life cover, Critical Illness for individual and immediate family, Private Medical Insurance and a range of other additional benefits.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.
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