Regulatory Compliance Consultant - Asset Management

Meraki Talent
Edinburgh, City of Edinburgh
Excellent + benefits
26 Jun 2018
26 Jul 2018
Employer Sector
Financial Services
Contract Type
Full Time

Regulatory Compliance Consultant – Asset Management


Excellent Salary + Bonus + Benefits



Meraki Talent are currently recruiting on behalf of a prestigious Asset Management client seeking a driven candidate with understanding of Regulatory Compliance requirements within Asset / Investment Management to join their firm on a permanent basis.


The position will sit within the Regulatory and Operational Risk team, providing support to the Regulatory Risk Manager on all regulatory liaison and regulatory risk matters within the firm.


Responsibilities of the Compliance Consultant:

  • Support the Regulatory Risk Manager on all regulatory and operational risk requirements for the firm
  • Assist the Regulatory Risk Manager in proactively partner with the first line of defence to oversee the implementation of regulatory change
  • Support the Regulatory Risk Manager with FCA Liaison
  • Respond to market monitoring queries
  • Support the Manager to embed US regulatory processes


Background of the Compliance Consultant:

  • Regulatory risk management and controls experience
  • Asset management experience
  • General knowledge of the UK and US financial services regulatory environment


This is an excellent opportunity to join one of the most desirable employers within the Scottish Asset Management industry.


Contact Chris Wilson on directly for more information about this exciting opportunity.


Is this you?


Chris wants: Compliance Monitoring, Regulatory Developments, Regulatory Risk, Operational Risk

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