Compliance Manager

London (Central), London (Greater)
Up to 70k
08 Jan 2019
07 Feb 2019
Contract Type
Full Time
0-25% Travel

The Audit & Risk Recruitment Company

The Audit and Risk Recruitment Company have been mandated to work with a FTSE 100 Fin-Tech company in London on a Compliance Manager position.  This company prides itself being on the forefront of technology, engaging with the cutting edge of data analytics, robotics and AI and the compliance team regularly engage with these projects. The compliance Manager will be responsible for defining and delivering best in class compliance advisory support and oversight to the company’s  consumer-facing business and service function. This is a high profile position that will be leading a team of 3. 

The role will be paying up to 70k + 20% bonus and the successful candidate will be expected to travel on occasion.

Roles and Responsibilities

  • Provide expert and prompt advice on a variety of product, customer contact and technical regulatory matters.
  • Provide challenge where regulatory requirements and conduct risks fall outside of risk appetite.
  • Regularly liaise with both the Compliance Advisory Manager and Head of Compliance on team activity, areas of concern and business development.
  • During first line of defence and governance meetings represent compliance on product developments, risk issues and other relevant topics.
  • Deal with emerging risks and issues -  escalating where necessary. Take personal responsibility for your Teams personal development and learning, ensuring that any knowledge gaps are addressed where present.

Experience needed

  • Must have Data protection/ GDPR experience.
  • Needs to have worked in an FCA regulated environment.
  • Excellent knowledge of the practical application of relevant laws/regulations especially Data Protection and the FCA Handbook.
  • Demonstrable experience of managing/ challenging senior stakeholders.
  • ICA qualified would be a plus.
  • Prior experience in Fin-Tech/ payments company. Deep knowledge of conduct risk management and consumer credit would be a plus.

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