Part Time Compliance & Operations Manager – Asset Management

West London
£70K pro rata
23 Jan 2019
06 Feb 2019
Contract Type
Part Time

A boutique Investment Management firm based in West London are looking Part Time Compliance & Operations Manager to join them in a role which will be split over 2-3 days a week. An ideal opportunity for an individual that may leave in nearby West London looking to cut down their commute to London working for a pleasant and friendly firm.

Main Responsibilities:

  • Ensure Compliance of funds with UCITS, AIFMD and investment mandate restrictions.
  • Oversight of compliance policies
  • Undertake compliance monitoring as and when required.
  • Execute trade orders across all asset types (equities, bonds, commodities & options)
  • Settle transactions
  • Monitor the transaction reporting system.

Job Requirements:

  • At least 5 years generalist compliance and/or operations experience.
  • Good knowledge of UCITS products & funds 
  • Must be comfortable in a hands on role carrying out all levels of work.

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