Compliance & Operations Assistant – Investment Management

Location
West London
Salary
£28K-£38K
Posted
23 Jan 2019
Closes
06 Feb 2019
Ref
C185
Contract Type
Permanent
Hours
Full Time
Travel
None

A niche Investment Management firm based in West London are looking for a Compliance & Operations Assistant to join their small team. An excellent opportunity for someone looking for a broader role with exposure to a multitude of different product types.

Main Responsibilities:

  • Execute trade orders across all asset types (equities, bonds, commodities & options)
  • Settle transactions
  • Monitor the transaction reporting system.
  • Ensure Compliance of funds with UCITS, AIFMD and investment mandate restrictions.
  • Oversight of compliance policies
  • Undertake compliance monitoring as and when required.

Job Requirements:

  • At least 12 months generalist compliance and/or operations experience.
  • Must be comfortable in a hands on role carrying out all levels of work.
  • Good maths & mental arithmetic skills.
  • Good communicator, comfortable dealing with all levels of staff.

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