Senior Governance Analyst - CASS
- Recruiter
- Jefferson Tiley
- Location
- Bristol
- Salary
- £28000 - £32000 per annum + Benefits package
- Closing date
- 8 Mar 2019
- Reference
- CT-10760
View more
- Employer Sector
- Financial Services
- Contract Type
- Permanent
- Hours
- Full Time
- Travel
- 0-25% Travel
- Job Type
- Corporate Governance & GRC, Compliance & Regulation
Job Details
My client is a Bristol based financial services global corporation who specialise in investments and assets.
Due to an internal promotion, Jefferson Tiley are assisting with the recruitment of a Senior Governance Analyst who will have specific responsibilities for CASS.
You will be responsible for ensuring that the control framework is effective, and that appropriate processes and procedures that are compliant with the requisite FCA rules are executed.
The role involves monitoring of processes, in order to identify trends within the control framework, and if appropriate, to help implement improvements.
You will:
- Conduct CASS Monitoring across the business to identify risk and improvements required.
- Complete company CASS breaches to ensure accurate and relevant information has been captured.
- Support the closure of Internal Audit items and Compliance Monitoring Actions.
- Assist in collating any documentation required by external auditors.
- Chair internal forums across the business, to provide oversight on CASS compliance.
Specific responsibilities will include:
- Monitoring of processes
- Ongoing monitoring of processes,
- Procedure testing,
- Breach review,
- Audit action review
- Assisting to co-ordinate internal and external audits.
This is an excellent opportunity for a compliance specialist from a financial services background who is keen to specialise their skill set. CASS experience is highly advantageous but not essential. The successful candidate will have knowledge of operational processes within financial services and understanding of UK regulations.
My client offers a defined career path, flexible working and an award willing benefits package.
Company
Jefferson Tiley is a niche consultancy specialising in all recruitment relating to Internal Audit, IT Audit, Risk and Risk Management and Compliance. We recruit from part qualified accountants and internal auditors up to Audit Directors.
Our clients are FTSE listed and cover all sectors from Investment Banks, Global Insurance Providers and Niche Banks to FMCG, Practice, Automotive, Outsourcing, Engineering, Oil and Gas and Utilities to mention only a few.
At Jefferson Tiley we work hard to build relationships and understand both client and candidate requirements. We operate an honest and robust approach which clients and candidates find to be refreshing in today’s culture of spin.
- Telephone
- 0345 4096195
- Location
-
New Broad Street House
35 New Broad Street
London
EC2M 1NH
GB
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