Head of Compliance Job

£110000.00 - £150000.00 per annum
15 Feb 2019
15 Mar 2019
Mark Jordan
Contract Type
Full Time
25-50% Travel

Head of Compliance - Financial Services - CF10 / CF11 - Pensions - Bristol with travel to satellite offices

Your new company
Hays is pleased to be working with this leading specialist Financial Services provider in sourcing for their new Head of Compliance during an exciting period of expansion.

Your new role
Will be to provide strategic and 'hands on' compliance leadership across the UK business. Managing a small remote team of compliance professionals to ensure all regulatory compliance activities are robust, fit for purpose and in line with both company and regulatory guidelines. You will undertake the role of approved persons for both CF10 and CF11 reporting, as well as oversight of Data Protection and GDPR related compliance and risk management. Provide commercial compliance advice to all operational business areas and ensure regulatory processes, systems and controls are commercial and comply with FCA requirements.

What you'll need to succeed
You will be a qualified Senior Compliance professional from a Financial Services background who has held both the CF10 and CF11 positions previously for a busy FS provider. A working commercial knowledge of Pensions including; SIPPs & SSAS would be advantageous but not essential. Some travel will be involved in the role to visit and provide a senior compliance presence in the businesses satellite offices. Keen stakeholder engagement will be required at all levels to ensure a commercial compliance culture is embedded across the business.

What you'll get in return
This is a senior compliance role with significant responsibility therefore; salary will correspond to the individuals ability and experience they bring to the role. Attractive company benefits are also included.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

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