Compliance Officer – Private Equity

London (Greater)
£70K-£85K + Bonus & Benefits
25 Mar 2019
24 Apr 2019
Contract Type
Full Time

A Private Equity firm is looking to hire a Compliance Officer to join their company in a standalone role based in their London office. This role will eventually be expected to hold CF10 & 11 however this is not expected to be taken on until the successful candidate has settled into the position.

Main Responsibilities:

  • Draft the necessary policies and procedures to reflect new requirements or to update existing policies.
  • Liaise with and provide advice, guidance and education to the business on relevant compliance issues.
  • Maintain the firm's Compliance manual.
  • Devise and execute an annual compliance monitoring plan
  • Knowledge and expertise in aspects of topical and sensitive regulatory regimes such as, but not limited to, AIFMD, GDPR, SMCR etc

Job Requirements:

  • An experienced compliance candidate with strong buy side experience. Ideally will have held CF10 & 11 in a previous role however not essential.
  • Strong FCA handbook knowledge particularly AIFMD
  • Degree educated
  • Excellent communication skills, both written and oral.

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