AML Analyst

Recruiter
JCW
Location
London
Salary
Negotiable
Posted
30 May 2019
Closes
27 Jun 2019
Ref
BBBH43836
Contact
Grace Downey
Job Type
Financial Crime
Employer Sector
Financial Services
Contract Type
Permanent
Hours
Full Time
Travel
None

Repsonsibilities:

  • Review and approval of new and existing client accounts;
  • Assist with any queries relating to KYC processes to ensure adherence to internal procedures and industry best practice;
  • Interact with our onboarding team, etc. to obtain KYC and other compliance information and documentation on a case by case basis;
  • Suggest and implement new efficiencies in the on-boarding process;
  • Assist in drafting, updating and monitoring the company's AML policies and procedures;
  • Gather information and prepare responses to enquiries from the FCA and/or other EEA regulatory bodies or law enforcement agencies;
  • Assist with drafting SARs for the NCA;
  • Assist with the supervision and improvements to ML controls, eg. Transactions, deposits, withdrawals etc.
  • Assist with regulatory enquiries and related reporting requirements;
  • Monitor regulation developments and update the team on upcoming changes;
  • Carry out any other ad-hoc tasks at the request of the Senior AML Associate/MLRO;
  • Assist with drafting responses to the Financial Ombudsman Service.

Qualifications:

  • A Bachelor's degree in law, business, finance, accounting preferred;
  • Ability to work flexible hours;
  • A working knowledge of key FCA principles for businesses and/or financial services sector (brokerage, bank or securities industry) - prior experience preferred;
  • Good knowledge of KYC processes and understanding of the requirements for risk-based approach to on-boarding;
  • Good working knowledge of POCA, JMLSG, 4th Money Laundering Directive and the key FCA principles for businesses and/or financial services sector;
  • Strong analytical skills to use data/metrics for risk monitoring as well as good oral and written communication skills;
  • Must have ability to work in a pressurized medium-size office environment.

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