Compliance Manager

£40000.00 - £50000.00 per annum
04 Jun 2019
02 Jul 2019
Mark Jordan
Employer Sector
Banking & Finance - Retail
Contract Type
Full Time
0-25% Travel

Compliance Manager Job - Financial Services - Based In Hampshire - Up to £50,000

Your new company
Fantastic opportunity to join this leading financial services provider based in north Hampshire as their Compliance Manager,

Your new role
The Compliance department's main responsibilities are to ensure compliance with regulatory requirements compliance monitoring activities, in addition to remaining compliant with the various Group and Corporate Policies, and to investigate, report and monitor regulatory breaches.

* Monitoring of regulations and industry publications, and provide updates on forthcoming changes to Senior Management. Additionally update internal processes and policies as necessary to comply with the changes.
* Ensuring business compliance with regulatory rules & guidelines in line with the business model by the development and maintenance of the Compliance Monitoring Programme, and ensuring regular compliance monitoring controls are performed
* Coordinating the implementation of the required systems relating to prevention, monitoring, measurement and the control of Compliance in the entity according to the policies set forth by group compliance.
* Recording and investigate any regulatory breaches, and implement any changes to avoid reoccurrence
* Reviewing and approve financial promotions in line with FCA (Financial Conduct Authority) requirements
* Providing advice on compliance matters to all staff members
* Ensuring conflicts of interests are prevented, and contribute to resolve them
* Ensuring customer protection & data protection requirements are met by the business
* Ensuring business complies with sanctions and embargoes requirements

What you'll need to succeed

Experience in Regulatory Compliance (FCA and associated Consumer Credit regulations) is required, ideally within a Financial Services environment.
Ability to identify Regulatory Compliance requirements as appropriate to the business model based on proportionality and risk based approach
Ability to communicate technical requirements clearly to the management
Ability to perform effective compliance monitoring
An understanding of the requirements to prevent Financial Crime
Relevant qualification in Regulatory Compliance would be an advantage
Understanding and experience in Data Protection would be an advantage
Excellent communication and interpersonal skills with an emphasis on strong written and oral communication
Strong attention to detail
Able to work independently towards departmental deliverable's, and manage conflicting priorities

What you'll get in return
On offer an attractive salary up to £50,000 + benefits package including bonus and generous holiday rewards.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

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