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Compliance Analyst - 6 Month FTC

Recruiter
JCW
Location
London
Salary
£30k - 40k per year
Closing date
12 Jul 2019
Reference
44175

View more

Employer Sector
Financial Services
Contract Type
Temporary
Hours
Full Time
Travel
None
Job Type
Compliance, Compliance & Regulation

Job Details

The role includes working with firms seeking authorisation to draft the FCA application and assist with drafting the business plan, financial projections and a comprehensive set of compliance documents (including Compliance Monitoring Programmes, policies, registers).  For authorised firms, visits are undertaken to clients on a periodic basis to review the compliance monitoring undertaken and policies, registers etc, discuss business updates and how regulatory changes may impact the firm. There may also be discussions regarding any regulatory concerns the client may have and assist with problem solving.  Visits are normally followed by a formal report for the senior management of the client. The role will require the individual to be able to present opinions and findings in a clear and concise manner at both staff and senior management level. 

Experience:

  • Candidate will preferably have 2-3 years experience (minimum 1 year’s) relevant experience in either a regulated environment, legal or other professional services firm in the financial services sector. Must be able to demonstrate consulting skills.
  • Legal or finance related degree or equivalent is preferable
  • A CISI or equivalent qualification is desirable but not required
  • Excellent organisational and time management skills
  • Excellent communication and interpersonal skills
  • Self-confident with the ability to work as part of a close-knit collegiate team
  • Good working knowledge of the FCA, its objectives and the FCA Handbook
  • Good understanding of current UK regulation

Company

JCW are niche recruitment company supplier of audit, risk and regulatory professionals. We are a global company and a leading supplier of choice to a number of multinational organisations. We have one of the largest Audit & Finance networks within the Banking and Financial Services industry, so you’ll be using one of the most informed Audit & Finance recruitment companies going. We can get you access to roles in fast-growing companies with plenty of promotional opportunities, through to highly sought-after positions in the Big Four. Take a look to see what we can do for you today.

Company info
Telephone
+44 (0) 203 589 9300
Location
27-32 Old Jewry
London
EC2R 8DQ
GB

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