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Chief Compliance Officer & Legal Counsel

Recruiter
JCW
Location
London
Salary
£150k - 170k per year
Closing date
17 Aug 2019
Reference
32703

View more

Employer Sector
Financial Services
Contract Type
Permanent
Hours
Full Time
Travel
None
Job Type
Compliance, Compliance & Regulation

Job Details

Ensure the business maintains an environment which meets all applicable regulatory requirements and expectations, and to carry out the Compliance Oversight Function (CF10) and the MLR Function (CF11) by:

  • Ensure maintenance of the compliance environment which meets all regulatory requirements and expectations incl. review, development/ enhancements of the compliance manual and documents.
  • Work closely with all areas of the business to promote appropriate discipline, control and compliance implementation of anti-money laundering policies, procedures and training.
  • Assisting with reviewing and implementing FCA regulations (the role assists with the communication between a number of service providers, including the firm's external auditors, IT providers and compliance consultants).
  • Assist in organising the training of personnel to ensure awareness of and understanding by all personnel of their responsibilities in relation to compliance.
  • Preparing and maintaining the ICAAP document and ensure the firm's adhere to capital requirement at all time. 
  • Be a member of the governing body and risk committee and attend regular committee meetings

On the person specification,

  • Minimum 5 years' CF10/11 experience in UK regulated hedge fund or major bank
  • Attitude that is able and willing to challenge
  • Product knowledge: FX, Fixed Income, Rates and Equities
  • 2:1 Graduate degree level education or higher from leading university
  • IMC / CFA or equivalent qualifications
  • Highly motivated and organised individual with attention to detail
  • Ability to work alone and under pressure with strong communication skills
  • Strong Desktop IT skills

Beneficial

  • Positive attitude to support business needs / commercial awareness
  • Experience using technology to effectively monitor compliance with areas such as market abuse, conflicts and money laundering regulations
  • Experience with overseas regulators e.g. SEC,CTFC,FINMA
  • Legal or Financial Qualification 

Company

JCW are niche recruitment company supplier of audit, risk and regulatory professionals. We are a global company and a leading supplier of choice to a number of multinational organisations. We have one of the largest Audit & Finance networks within the Banking and Financial Services industry, so you’ll be using one of the most informed Audit & Finance recruitment companies going. We can get you access to roles in fast-growing companies with plenty of promotional opportunities, through to highly sought-after positions in the Big Four. Take a look to see what we can do for you today.

Company info
Telephone
+44 (0) 203 589 9300
Location
27-32 Old Jewry
London
EC2R 8DQ
GB

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