Deputy MLRO – Corporate Banking

Location
Canary Wharf, London
Salary
£60K-£70K + Bonus & Benefits
Posted
09 Aug 2019
Closes
08 Sep 2019
Ref
C213
Job Type
Financial Crime
Contract Type
Permanent
Hours
Full Time
Travel
None

A retail bank is looking for a Deputy MLRO to join their business in broad and varied role working from their London head office. An excellent opportunity for someone looking to step up into a MLRO (SMF 17) in time.

Main Responsibilities

  • Provide oversight, advice and assurance over financial crime compliance and risk management processes across the Business and Branches.
  • Lead customer compliance review visits to carry out AML health checks, where required, to perform the Financial Crime Risk Evaluation on customers and counterparties.
  • Carry out internal compliance reviews on Consumer, Corporate and Wholesale banking activities to ensure the required level of compliance is maintained.
  • Take adequate action after reviewing any suspicious activity reports sent by the Branches.
  • Advise on the transaction monitoring of banking activity and report any concerns/suspicious activity to the MLRO.
  • Complete the annual Compliance Monitoring Plan as required in respect of the Bank’s operations.
  • Review existing policies and procedures to ensure they are up to date and in line with new rules and regulations.
  • Train Bank personnel on the Bank’s policies on a periodic basis and when changes are made from time to time.

Job Requirements:

  • At least 5 years Financial Crime Compliance experience from within a similar regulated financial services business.
  • Aspirations to become an MLRO, holding SMF 17
  • A relevant compliance/financial crime qualification e.g. ICA or ACAMS, would be preferable.
  • Must be comfortable working both autonomously at times and being able to develop relationships with senior stakeholders within the business.

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