Compliance Monitoring & Reporting Associate

London (City of), London (Greater)
£55K-£65K + Bonus & Benefits
08 Oct 2020
07 Nov 2020
Contract Type
Full Time

An Investment Bank is looking for a Compliance Monitoring & Reporting Associate to join their team. The successful individual must be comfortable working in a fast-moving environment covering a range of different duties.

Main Responsibilities

  • Carry out Market Abuse Monitoring utilising BTCA & Transwatch systems.
  • Responsible for maintaining accurate records and data in conjunction with regulatory reporting
  • Update relevant policies & procedures in relation to Market Abuse.
  • Perform manual derivatives monitoring.
  • Implement changes to the monitoring process, enhancing the current process.
  • Carry out EMIR calculations.
  • Collate & distribute relevant MI on a month basis.
  • Ad hoc projects, as and when required.

Job Requirements:

  • At least 3 years Compliance experience within a similar Monitoring & Reporting role working for a similar financial services firm.
  • Experience of Bloomberg BTCA and/or Transwatch is essential.
  • Strong attention to detail, ability to assess & investigate is key.
  • Strong IT skills
  • Excellent verbal & written communication skills.

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