Compliance Monitoring Officer – Asset Management

London (Central), London (Greater)
£60K-£70K + Bonus & Benefits
11 Oct 2020
20 Oct 2020
Contract Type
Full Time

An asset management house is looking to hire a Compliance Monitoring Officer to join their Compliance team in a role which will be 70% monitoring focused whilst covering generalist Compliance duties the rest of the time.

Main Responsibilities:

  • Assist with the development of a risk based Compliance Monitoring Program.
  • Keep abreast of regulatory developments to ensure the program remains up to date.
  • Develop test plans and documentation in support of monitoring activities.
  • Complete testing write ups including identification of issues and recommendations.
  • Managing firm wide training.
  • Assist both the Head of Compliance and MLRO with various daily tasks.
  • Assist with or lead other projects or initiatives as required.

Job Requirements:

  • At least 3 years Compliance Monitoring experience from within a similar Asset Management or Wealth Management business.
  • Degree educated
  • Excellent communication skills, both written and oral.

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