Compliance Analyst – Asset Management

London (Central), London (Greater)
£35K-£40K + Bonus & Benefits
11 Oct 2020
20 Oct 2020
Contract Type
Full Time

An asset management house is looking to hire a Compliance Analyst to join their growing compliance team. An ideal opportunity for a candidate at the beginning of their career to move into a broad and varied role covering a range of compliance duties.

Main Responsibilities:

  • Assist with the onboarding of clients
  • Approve financial promotions
  • Assistance with the preparation of quarterly compliance reports
  • Assisting with reviewing regulatory developments,
  • Draft/amend policies and procedures for approval by the Head of Compliance
  • Provide all staff with training in relation to business policies and procedures
  • Assist both the Head of Compliance and MLRO with various daily tasks.
  • Assist with or lead other projects or initiatives as required.

Job Requirements:

  • At least 12 months Compliance experience, ideally from within a similar Asset Management or Wealth Management business.
  • Degree educated
  • Excellent communication skills, both written and oral.

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