CASS Compliance Officer – Asset Management

Location
London (Central), London (Greater)
Salary
£50K-£65K + Bonus & Benefits
Posted
15 Oct 2020
Closes
20 Oct 2020
Ref
C271
Contract Type
Permanent
Hours
Full Time
Travel
None

An asset management house is looking to hire a CASS Compliance Officer to join their growing compliance team, working closely with the CASS Manager.

Main Responsibilities:

  • Overseeing and maintaining controls that measure adherence to the CASS rule book
  • Completing Daily CASS Calculations for cash and custody
  • Driving root cause analysis and resolution for CASS breaches and interpreting/reporting findings
  • Maintenance of Rules Mapping software
  • Maintaining CASS Resolution pack to the required standard
  • Acknowledgement Letter maintenance
  • Supporting CASS Manager in project to improve the firms CASS oversight

Job Requirements:

  • At least 3 years working within a similar CASS focused role, ideally from within a similar Asset Management or Wealth Management business.
  • Strong CASS rulebook knowledge
  • Degree educated
  • Excellent communication skills, both written and oral.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.

Similar jobs

Similar jobs