Compliance Advisory Fund Management

30 Apr 2021
28 May 2021
Job Type
Employer Sector
Accountancy Practice
Contract Type
Full Time
Our client is one of the world's leading and most renowned Asset and Investment Management organisations. The opportunity has arisen for a Compliance Advisory Consultant with demonstrable expertise in regulations relevant to the funds' industry (e.g. UCITS, AIFMD, CP86, etc.)

THE ROLE: Compliance Advisory Fund Management

Support and work closely with the Designated Person for Regulatory Compliance in Ireland.

•Contribute and advise on the design of compliance controls, policies and procedures to enable the firm to comply with relevant existing and upcoming regulations, law, and applicable codes.

•Contribute to the creation of management reporting and communicate Compliance matters to senior management, corporate and/or fund boards and business partners.

•Ensure regulatory reporting is made to the CBI on a timely basis.

•Provide advice on regulations and on the application of compliance policies in relation to existing and new business initiatives, issue identification and breach resolution.

•Represent or lead for Compliance on projects, including regulatory developments and key business initiatives.

•Design and deliver effective regulatory training and guidance to the business.

•Lead and contribute to responses to the CBI's requests for information, inspections, interviews and work collaboratively with key partners.

•Establish strong partnerships with compliance colleagues in other EMEA locations and ensure the consistent application of controls, where possible.

•As a senior member of the team, develop less experienced team members and support colleagues with knowledge sharing and cross-training.

•Further cement the relationship between the compliance team and business partners and promote an outstanding compliance culture.

•Look for opportunities to enhance the control environment, including through the use of technology.

SKILLS / EXPERIENCE REQUIRED: Compliance Advisory Fund Management

At least 7 years relevant experience within the asset management industry and demonstrable expertise in regulation relevant to the funds' industry (e.g. UCITS, AIFMD, CP86, etc.)

•Broader advisory experience across asset classes and covering multiple jurisdictions would be an advantage.

•Consistent record of influencing business partners at all levels, including corporate and/or fund boards, delivering timely and quality regulatory advice.

•Experience in handling regulatory relationships and examinations would be an advantage.

•Familiarity with dealing with a multi-jurisdictional regulatory environment would be beneficial.

•Technical ability and mentality to challenge the status- quo and deliver solutions with the judgment to use this in appropriate circumstances.

•Strong written and verbal communication skills.

•Consistent ability to demonstrate high standards of accuracy and strong attention to detail.

•Excellent organisational skills with the ability to prioritize workloads and progress multiple tasks.

•Ability to collaborate effectively both within the team and across functions and to work independently.

•Strong interpersonal skills with an ability to articulate complex regulatory matters and well-developed relationship management skills.

•Capable of grasping new concepts quickly and independently

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