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Compliance Assistant Manager

Recruiter
Confidential
Location
Preston
Salary
30000.00 - 35000.00 GBP Annual
Closing date
23 Jun 2021

View more

Employer Sector
Accountancy Practice
Contract Type
Permanent
Hours
Full Time
Travel
None
Job Type
Compliance, Compliance & Regulation
Looking for a compliance Assistant Manager to join the team.

Client Details

Our client is a leading financial services group for those both in and approaching their retirement.

Description

The Key responsibilities will include:

Provide direct support, guidance and advice to the business on Compliance matters
Build and maintain relationships with key stake holders
Review Financial Promotions and review customer complaints
Assist in evaluating employee performance and identify training needs including 1:1s & coaching
Provide direct support, guidance and advice to the business on Compliance mattersProfile

The successful candidate will have/be:

Previous Compliance experience within the Financial Services industry.
Previous experience in the management and supervision of colleagues.
To have a working knowledge of the FCA Handbook (Essential), including MCOB.
To have excellent interpersonal, verbal and written communication skills with great attention to detail
To have a knowledge and practical experience of the interpretation and application of legislation and regulation is essential.
Experience of reviewing financial promotions in accordance with regulatory and company policy is preferential.Job Offer

Permanent contract + 35K salary

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