Audit Manager - Market Conduct / Regulatory Compliance

Location
London (City of), London (Greater)
Salary
Competitive Salary
Posted
01 Jun 2021
Closes
01 Jul 2021
Ref
DD010321
Contract Type
Permanent
Hours
Full Time
Travel
0-25% Travel, None

A global bank are currently seeking an Audit Manager to focus on Conduct and Compliance issues, primarily related to their Markets business. 

Audit Managers are responsible for the execution and delivery of audit engagements, working within audit teams on the continuous monitoring and scoping, planning and delivery of audit engagements, occasionally acting as audit lead.

Applicants will ideally be professionally qualified (e.g. ACA, ACCA or CIA) with internal audit experience of conducting regulatory compliance and conduct related audits, e.g. Market Conduct, FX Remediation, Transaction Reporting, Volcker, CASS, LIBOR, Trade Surveillance etc. The successful candidate will possess strong knowledge and understanding of conduct risks and potential conflicts of interest arising in wholesale banking and securities businesses.

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