Risk and Controls Analyst

07 Jul 2021
06 Aug 2021
Contract Type
Full Time

The Audit Risk Recruitment Company (ARRC) has been exclusively mandated on multiple First Line Risk positions for a UK Bank in London*

The positions sit within First Line Risk, a newly created function, designed to improve Control process and Risk strategy in the business.

The roles represent a great opportunity for an internal audit / internal controls professional looking to diversify their CV and gain first hand stakeholder management experience whilst working closer to the business.

*This is a flexible working opportunity

Key Accountabilities

  • Determining and documenting the testing approach for key controls in line with methodology
  • Carrying out key control testing in line with testing approach
  • Documenting key control testing results and findings in line with methodology
  • Managing the day-to-day interface with key control business function contacts
  • Following up outstanding control implementation evidence where required

Key Responsibilities

  • Evaluating whether key controls are design adequately and operating effectively
  • Discussing and agreeing findings with Group First Line Control management
  • Ensuring that key controls testing and documentation is performed to a suitable standard, in line with methodology, and that conclusions and assessments are accurate and robust
  • Advising business functions on requisite remediating actions and control improvements

Background Requirements:

Internal Audit / Internal Controls :

You must have significant UK internal audit / internal controls experience (3yrs +) including designing controls, and ideally experience within financial services (or a regulated environment) as well as:

Excellent relationship management and influencing skills with the ability to balance assertiveness with need to build and maintain internal relationships

Strong communication skills, both verbal and written

Broad based Financial Services and banking experience including strong operations, regulatory and financial understanding and exposure

The Audit Risk Recruitment Company* - Experts in Audit and Risk

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