Compliance Analyst
- Recruiter
- Carlton Recruitment
- Location
- London
- Salary
- 35000.00 - 40000.00 GBP Annual
- Closing date
- 21 Sep 2021
View more
- Employer Sector
- Accountancy Practice
- Contract Type
- Permanent
- Hours
- Full Time
- Travel
- None
- Job Type
- Compliance, Compliance & Regulation
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Compliance Analyst
Central London
GBP35-GBP40,000
Permanent Full-Time
We are seeking a Compliance Analyst to join an incredible company in Central London. In this role will be responsible for trading activities and operations are following the company's policies and procedures.
Key Responsibilities:
- Running the daily manual, excel based auditing and monitoring of global trading desk activities.
- Creating regular management information reports for status updates, which will be used to monitor compliance performance also ISO accreditation
- Carrying out thorough investigations into any identified breach of compliance.
- Responsible for build strong relationships with the traders to enable constructive feedback when non-compliances occur.
- Improving the existing processes and procedures, including KPI reporting, Compliance Analysis and Risk Analysis.
- Researching ways of making the daily monitoring process more efficient.
- Assisting in the implementation of new policies and internal regulations.
- Providing training of the new policies and regulations to traders when required.
- Assisting in ad-hoc projects as required.
Qualifications and requirements:
- 1-2 years experience auditing
- Legal compliance knowledge
- 2 years experience admin compliance
- Strong attention to detail
- Great communication and interpersonal skills
- self-motivated with repetitive tasks
- Strong organisational skills
- Teamwork spirit
- Proficient legal knowledge of compliance.
- Understanding procedures, GTCs, contracts
- Previous experience in an auditing type role (ideally with a minimum of 1 - 2 years)
- Experienced in using MS Office Suite, especially Excel
Disclaimer: Due to the high amount of interest that we receive for each of our roles, unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants within 14 days then unfortunately you have not been shortlisted for this role
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