Compliance Monitoring Officer
- Recruiter
- City Elite Recruitment Ltd
- Location
- London
- Salary
- Competitive
- Closing date
- 14 Dec 2021
View more
- Employer Sector
- Banking & Finance - Retail
- Contract Type
- Permanent
- Hours
- Full Time
- Travel
- None
- Job Type
- Compliance, Compliance & Regulation
City Elite are delighted to be working with this globally recognised bank, helping them secure the services of a Regulatory Accountant for the their City of London office.
Conduct and execute Bank wide risk based Compliance Monitoring Plan for Regulatory Compliance
Provide support when needed in order to conduct and execute the Compliance Monitoring Plan for Financial Crime
Maintain and update Bank wide risk based Compliance Monitoring Plan and suggest additions and amendments as required
Develop management information for all monitoring tests and reports
Conduct transactionalsurveillance across businesslines and support areas
Conduct cyclical thematic monitoring reviews across business lines and support areas
Educated to degree level preferable
Compliance qualification desirable
Previous monitoring or quality assurance experience
Previous experience of working as part of a Monitoring / Testing / Quality Assurance or Internal Audit function within a Wholesale / Corporate Banking (preferable) or Investment Banking institution.
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