Senior Compliance Manager

Location
London / Hybrid
Salary
£90,000 - £100,000 per annum, bonus/benefits
Posted
23 Jun 2022
Closes
23 Jul 2022
Ref
BH-8507-1
Contact
Yasmin Wilks
Contract Type
Permanent
Hours
Full Time

Compliance Senior Manager - London !

A leading international company is looking to grow their compliance team with a Compliance Senior Manager based in London. This is a great opportunity which offers a direct reporting lines to the Compliance Director as well as a Matrix reporting line to the European Compliance Director
 
Your responsibilities as Compliance Senior Manager 

  • Develop, implement, embed and maintain an efficient Compliance framework of policies and procedures, systems and controls.
  • Identify compliance training needs within the Relevant Business and lead the development and delivery of compliance training, ensuring appropriate business input. 
  • Champion compliance at all levels of the Relevant Business, partnering with the business, support and provide pragmatic risk-based advice and counsel to all appropriate stakeholders as well as provide effective challenge and oversight.
  • Engage in the business risk assessment process, providing support in the identification of compliance and regulatory risks, using commercial awareness to provide challenge so that such risks are appropriately understood and managed.
  • Provide technical regulatory advice and support to the Relevant Business and other stakeholders in understanding their responsibilities and obligations 
  • Carry out monitoring activities in line with the annual Compliance Plan and on an ad-hoc basis, ensuring that remedial action is taken, and material issues, incidents and breaches are escalated to relevant stakeholders.
  • Foster close relationships with other Functions including Legal, Risk and Internal Audit. • Develop & maintain strong relationships with internal and external stakeholders

 
Ideally, you will have the following experience:

 

  • Excellent understanding of corporate governance and anti-financial crime (particularly AML/CFT)
  • A thorough awareness of the regulatory requirements that apply to the investment management industry
  • Excellent interpersonal and persuasive abilities, with the capacity to interact successfully at all levels to foster a compliance culture that is effective and business-focused
  • A good understanding of investment assets and products (for example, investment funds (AIFs/UCITS), Equities, bonds, derivatives) is desirable

  
What they can offer to you:

 

  • Attractive base salary between £90000 – £100000 
  • An attractive compensation package
  • Hybrid working pattern

  
Apply now, for a confidential discussion to find out more !

 

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