Compliance Specialist

This is an excellent opportunity to establish yourself with a prestigious Compliance function for a growing Financial Services Firm. Located in London, you will sit alongside a talented team, including Leadership and Senior Management, and assist the Function with complying with its regulatory obligations. Whilst adding value to an increasingly successful organisation, this is also a chance to receive guidance and development from exemplary talent within the field.

As a core member of the team, you will undertake a broad coverage of Compliance responsibilities, including:

• Compliance monitoring aligned with FCA regulations
• Conducting Compliance reviews of accounts, sanctions screening, and customer relationships and documentations
• Analysis of KYC/AML Due Diligence information
• Various general Compliance tasks

Requirements:

• 2-3 years’ Compliance experience covering monitoring and AML
• Working knowledge of FCA and Money Laundering Regulations
• Experience within the Financial Services industry
• Preferably past experience with investments and sanctions within a platform-based environment