Compliance Manager - Business Oversight (Equity Derivatives)

London / Hybrid
Competitive + Excellent Benefits
22 Mar 2023
21 Apr 2023
Contract Type
Full Time

As a Barclays Compliance Manager, you will have an exciting opportunity to work with your new team to provide Business Oversight Compliance advisory services to a number of businesses within the EME Equity Derivatives division in Markets, including to Equity Sales, Structuring and Trading. You will develop close working relationships with FO senior management, Compliance Management and Product coverage colleagues in Markets Compliance as well as Front Office and other relevant infrastructure staff.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us. We offer careers that provide endless opportunity – helping millions of individuals and businesses thrive and creating financial and digital solutions that the world now takes for granted.

Working Flexibly

We’re committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognizes and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers’ and clients’ needs. Whether you have family commitments or you’re a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life. If you would like some flexibility, then please discuss this with the hiring manager, and your request will be reviewed subject to business needs.

We are currently in the early stages of implementing a hybrid working environment, which means that many colleagues spend part of their working hours at home and part in the office, depending on the nature of the role they are in. We’re flexible on how this works and it may continue to change and evolve. Depending on your team, typically this means that colleagues spend a minimum of between 20% to 60% of their time in the office, which could be over a week, a month, or a quarter. However, some colleagues may choose to spend more time in the office over a typical period than their role type requires. We also have a flexible working process where, subject to business needs, all colleagues globally can request work patterns to reflect their personal circumstances. Please discuss the detail of the working pattern options for the role with the hiring manager.

What will you be doing?

  • Driving transmission of Compliance policy, procedures and practice into the business and supporting development by businesses of effective control frameworks 
  • Executing projects, utilizing analytical skills relating to the control environment to deliver results to senior Compliance and business management
  • Informing business of applicable Compliance initiatives, regulatory requirements and rule changes, consultation, and implementation
  • Taking a proactive lead in internal discussions to determine Barclays view and implementation
  • Involving separate technical analysis of regulatory developments and impact, in collaboration with Compliance colleagues and business partners
  • Assisting and supporting development and delivery of bespoke Compliance training, including identifying requirements, changing regulation/exchange rules or other issues 
  • Creating solid relationships with Front Office coverage as well as other Functions areas including Compliance colleagues in other teams
  • Ensuring all activities and duties are carried out in full compliance with regulatory requirements, Enterprise-Wide Risk Management Framework, and internal Barclays Policies 

What we’re looking for:

  • Experience and understanding of working in a fast-paced environment
  • Self-starter who can work individually as well as part of a team

Skills that will help you in the role:

  • Equities and / or Derivatives product knowledge 
  • Experience and understanding of working in a Compliance advisory environment

Where will you be working?

5 North Colonnade is home to our investment bank and is in the heart of Canary Wharf, just a short walk from our headquarters at Churchill Place. It boasts an array of onsite amenities such as dry cleaner as well as a deli and buffet style staff restaurant. The building is easily accessible by tube, docklands light railway and all major bus links. The atmosphere is second to none with a real buzz being created around the offices within.



Similar jobs

Similar jobs