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Audit Manager - Prudential Risk

Recruiter
Close Brothers
Location
London / Hybrid
Salary
Competitive salary + discretionary bonus + benefits
Closing date
23 Apr 2023

Job Details

OVERALL SUMMARY

At Close Brothers we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.

The Audit Manager will be responsible for delivering independent, objective assurance and consulting activity to the Audit Committee, Board and Management on the quality and effectiveness of the Group’s internal control, risk management and governance systems and processes, specifically relating to the Prudential risks of Close Brothers Group.

As part of an expanding and high performing Group Internal Audit (GIA) team they will drive delivery of the audit plan and related activities to prudential risk management, including the ICAAP, ILAAP and Recovery and Resolution Plan, in a timely manner to best practice standards, producing value-adding and high-quality internal audit services to help the organisation achieve its objectives.

RESPONSIBILITIES

  • Deliver high quality end to end audit activities within Group Internal Audit (GIA).
  • Manage the delivery of the prudential risk elements of the audit plan.
  • Understand and have experience of anticipating and responding to the existing and emerging risks and issues within areas of prudential regulatory framework applicable to Banks and FCA IFPRU and other regulated entities, including within the EU under the CRR/CRD IV.
  • Undertake specialist reviews of core regulatory capital/liquidity/leverage calculations, ICAAP/ILAA documentation and gap analysis of regulatory compliance.

WE WOULD LOVE TO HEAR FROM YOU IF:

  • Proven experience of working in internal audit roles, preferably with a reputable banking/financial institution, or top tier assurance experience.
  • Strong knowledge of the banking/financial services industry, including prudential risk and UK banking regulations applicable to Close Brothers.
  • Demonstrable experience of leading/supporting continuous monitoring and stakeholder management.
  • Strong knowledge of prudential and treasury risk and associated regulations.

IT IS NOT ESSENTIAL BUT IT WOULD BE GREAT IF YOU:

  • Ability to interact comfortably with senior management.
  • ​Experience in the application of project management methodologies (Waterfall/ Agile) for the delivery of projects, programmes, and portfolios.

We are an inclusive organisation and committed to ensuring our recruitment process is as accessible as possible to everyone. We will make adjustments for people who have a disability or long-term condition. If you need the job description or application form in an alternative format or would like to discuss the recruitment process with us, please email us or request a call back (the details can be found via the 'Apply' button.

ABOUT US

For roles offering hybrid working: At Close Brothers we support employees to balance their work life priorities and in this role you will be able to enjoy a mixture of hybrid working.

Close Brothers is a leading UK merchant banking group providing lending, deposit taking, wealth management services and securities trading. At Close Brothers we provide financial support and advice to small businesses and individuals in the UK. Our purpose is to help the people and businesses of Britain thrive over the long term.

Company

Close Brothers is a leading merchant banking group established in 1878, providing lending, deposit taking, wealth management services, and securities trading.

We employ 3000 people, principally in the UK, and are one of the largest 250 companies listed on the London Stock Exchange.

Our activities are straightforward. We remain focused on markets and services we know and understand, developing leading positions and unrivalled expertise.

Our approach is prudent and considered enabling us to grow sustainably, through all market conditions, building confidence among our depositors and investors.

Our businesses have remained local as we continue to provide bespoke services, and developing long-term relationships ensuring our success in the future.

We value our clients over everything else. What they do is important – they are the doers and makers of things, the wealth creators, the investors and the savers. We ensure our services meet their specific needs and invest to support them as they grow.

These principles, founded in our past but applied to the modern world today, represent what we describe as ‘modern merchant banking’ – values that are embedded in our culture and that underpin everything we do.

Our Business areas:

Our Banking division provides lending to small businesses and individuals, with an emphasis on specialist finance. We also offer deposit taking services to UK businesses and individuals.

In Securities, we provide trading services in the UK through Winterflood, a leading market-maker.

Close Brothers Asset Management provides a range of financial advice, investment management and on-line investing services, helping clients to secure their financial future.

Company info
Location
10 Crown Pl
London
EC2A 4FT
United Kingdom

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