This job has expired

Senior Compliance Advisory Officer

Apollo Solutions
Frankfurt am Main, Germany
€90,000 - €120,000
Closing date
29 Oct 2023

Job Details

A prestigious and long-standing private bank is looking for an experienced Compliance Advisory Manager/Officer to join a growing compliance function and provide advice to their investment banking arm. 

Some of your tasks will be:

  • Providing advice and regulatory guidance to the investment banking business, specifically the Investment Banking Continental Europe team, as well as the Equities business including Research and Sales in the London branch
  • Undertaking Compliance risk assessments and planning to ensure that the Bank is in compliance with relevant rules and regulations
  • Conducting surveillance and monitoring – including ad hoc investigations, as required – as part of the firm’s compliance monitoring programme (CMP), and assist in developing the CMP
  • Developing and maintaining a proactive relationship with the front office
  • Assisting in the implementation and updating of policies and procedure
  • Providing compliance support to the Investment Banking Continental Europe team based in the bank’s European offices – Paris, Stockholm and Brussels, and London. Travel to these locations is therefore encouraged
  • Working closely with Compliance team members in the Hamburg, Frankfurt and London office locations as well as the bank’s US subsidiary

You will also get involved with some of the other compliance tasks such as monitoring trades and financial crime. 

Your profile:

  • Significant professional experience in an Investment Banking Compliance role, or comparable position
  • Experience of European securities regulation including MiFID II, MAR
  • Sound knowledge of European regulation, procedures and processes to be applied
  • Broad, analytical and strategic thinking
  • Interest in process improvement to drive business performance
  • Hands-on attitude, with a flexible approach

You must be willing to travel when needed (especially when you first start) to see your team and stakeholders, be in an office based role, and get involved with the wider compliance function. 

In return the company offer versatile and exciting working environment with autonomy, flexibility and a competitive salary. If you have the required skills and like the sound of the role then apply now!




Headquartered in London and with satellite offices in New York and Amsterdam, Apollo Solutions is a market-leading recruitment business specialising in two core sectors: Corporate Governance & Technology. It is what we know, and we do it well.

For over a decade, we have been successfully providing bespoke talent solutions globally, building partnerships that last. Whether you are a candidate or a client, we aim to provide the best possible service using our strong industry network, market knowledge and consultative, personalised approach.

We offer Permanent, Contract and Executive Search staffing solutions across:

  • Corporate Governance: Audit, Risk, Compliance, Forensic Accounting, Valuations & Economics Technology: Cybersecurity, Data & Analytics, Software, DevOps, Infrastructure & Cloud

Whether you are looking to grow your team, or find the right fit for your career ambitions, we are there with you every step of the way. After all, our success comes from your success.

Get in touch now and find out how we can work together!

Company info
+44(0)20 3167 3167
8 Devonshire Square
United Kingdom

Get job alerts

Create a job alert and receive personalised job recommendations straight to your inbox.

Create alert