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Deputy Head of Compliance

Recruiter
Barclay Simpson
Location
London, United Kingdom
Salary
£80,000 - £95,000
Closing date
7 May 2024
Reference
1195648058

Job Details

Senior Compliance Manager

Are you a seasoned compliance professional seeking a rewarding opportunity? My banking client is looking for a Senior Compliance Manager to support the Head of Compliance in delivering proactive and timely compliance activities across the bank. This role involves providing regulatory advice, monitoring, reporting, training, and other compliance outputs as needed.

Key Responsibilities:

Regulatory Advice:

  • Assist in identifying, reviewing, and assessing key regulatory changes affecting the bank.
  • Provide timely regulatory advice and guidance to support business projects and initiatives.

Compliance Monitoring:

  • Participate in compliance monitoring reviews covering the bank's regulated activities.
  • Help implement and update the bank's Compliance Monitoring framework.
  • Guide internal stakeholders in implementing compliance monitoring processes.

General Regulatory Compliance:

  • Collect compliance Management Information (MI) and analyse trends to ensure regulatory compliance.
  • Support Data Protection Compliance management, including third-party vendor oversight.
  • Stay updated on regulatory compliance and share best practices across the organization.

Leadership:

  • Deputize for the Head of Compliance when necessary.
  • Assist in running the Compliance Department and promoting a compliance-focused culture.
  • Represent or delegate for the Head of Compliance at relevant committees.

Requirements:

  • Strong technical knowledge of financial services regulation in the UK.
  • Experience dealing with a wide range of stakeholders.
  • Proven ability to manage compliance activities effectively.
  • Excellent communication and leadership skills.
  • Ideally banking compliance experience


Hybrid working 3 days in the central London office

Salary £80,000 - £95,000 basic.

Please contact me with your CV.

Company

Barclay Simpson is the leading international company in internal audit and corporate governance recruitment. We have offices in London and New York and recruit regionally for the UK, Europe, the Middle East and North America.

We handle both permanent and interim appointments in the following fields:

  • Internal & IT Audit
  • Risk Management
  • Compliance
  • Cyber Security
  • Corporate Security and Resilience
  • Financial Crime
  • Legal
  • Treasury

With our team of highly experienced internal audit recruitment consultants we are able to offer an unrivalled level of expertise to help internal auditors to build their careers.  Each team member is dedicated to specific internal audit disciplines, industry sectors and geographies so enabling them to offer an expert insight into the market, potential opportunities and career guidance.

Our clients cover all sectors of the economy, including banking and financial services, asset management, insurance, commerce and industry, professional services and not for profit. They value our service because we understand their business and through the high level of continuity of our consultants they have built long term relationships with us.

We are equally committed to building long-term relationships with our candidates, many of whom become clients, by providing sound career advice, based on our detailed knowledge of the unique nature of internal audit and corporate governance and what it takes to succeed within it.

Company info
Mini-site
Barclay Simpson
Telephone
+44 (0) 20 7936 2601
Location
Third Floor
20 Farringdon Street
London
EC4A 4AB
GB

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