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Senior Compliance Officer - Deputy (m/w/d)

Recruiter
Selby Jennings
Location
Frankfurt Rhine-Main Metropolitan Area
Salary
Competitive
Closing date
27 May 2024
Reference
4665565560

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Employer Sector
Financial Services
Contract Type
Permanent
Hours
Full Time
Job Type
Compliance, Compliance & Regulation
Responsibilities:

Framework Development & Compliance Oversight
  • Support Head of Compliance in developing EU compliance framework (MaComp, MiFID II).
  • Ensure adherence to key regulations (MaComp, MiFID II) across the organization.
  • Have a view to an EU development of regulatory topics, assisting the branches across Europe.

Policy Development & Implementation
  • Develop and maintain Compliance Policies, Procedures, and Manuals.
  • Execute compliance processes and risk-based controls effectively.

Risk Analysis & Mitigation
  • Conduct thorough risk analysis as per MaComp, implementing monitoring measures.
  • Define and implement risk-mitigating strategies.

Advisory & Conflict Management
  • Act as the Deputy Compliance Officer
  • Manage conflicts of interest and ensure regulatory compliance.

Liaison & Reporting
  • Serve as the primary contact for auditors, coordinating with the local Head of Compliance.
  • Prepare and provide regulatory Compliance reporting to the local Management Board.


Requirements:
  • Bachelor’s in legal or related field.
  • 5+ years Compliance roles in financial services/audit.
  • Proficient in EU financial regulations (MiFID II, MaComp, WpHG, etc.).
  • Strong communication, collaboration skills.
  • Analytical, problem-solving abilities in fast-paced settings.


If you could be interested, please reach out to Matthew Carton at Selby Jennings.

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