Regulation jobs
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Found 8 Regulation jobs
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Financial Regulation Manager
My client, a Global Brokerage is recruiting for a Financial Regulation Manager role based in Luxembourg. The ideal candidate will have been in a sim
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Quality & Risk Manager - Regulatory Body
Safeguard the integrity of the organisations regulatory regime by providing increased assurance to the stakeholders. Our client is the...
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Compliance and Enforcement Analysts
As a Compliance and Enforcement Analyst with Ofgem, you will investigate compliance cases to determine whether energy suppliers are...
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Chief Compliance Officer – Alternative Investments
A niche Alternative Investment Management firm is looking for a Chief Compliance Officer to join their business, managing one direct report, a...
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Compliance Advisory – Wealth Management
A leading wealth management company is looking for a Compliance Officer to join their Advisory team in a broad role that will offer a wide exposure...
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Compliance Assistant
A financial services firm is looking for a Compliance Assistant to join their small, but growing, business in a role that will split between their...
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Investment Banking Internal Audit VP - Regulatory Reporting
A VP internal audit role covering assurance around investment banking regulatory returns.
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Assistant Compliance Officer – Private Equity
A leading Private Equity firm is looking for an Assistant Compliance Manager to join their business in a generalist role that will offer a vast ran...
